Companies in the Financial Services Industry

Ticker Name
1CS Cohen & Steers Infrastructure Fund
1JF PIMCO Dynamic Credit and Mortgage Income Fund
1KF PIMCO Dynamic Income Fund
AACC ASSET ACCEPTANCE CAPITAL CORP
AACQ Artius Acquisition Inc.
AAMC Altisource Asset Management Corp
AB AllianceBernstein Holding LP
ABDC Alcentra Capital Corp
ABI Safety First Trust Series 2009-2
ABWG AB WATLEY GROUP INC
AC Associated Capital Group Inc
ACACU Acies Acquisition Corp.
ACAM Acamar Partners Acquisition Corp
ACF General Motors Financial Company, Inc.
ACIC.U Atlas Crest Investment Corp.
ACKIU ACKRELL SPAC Partners I Co.
ACND Ascendant Digital Acquisition Corp.
ACSF American Capital Senior Floating Ltd
ADERU 26 Capital Acquisition Corp.
ADEX.U Adit EdTech Acquisition Corp.
ADOC Edoc Acquisition Corp.
ADX Adams Diversified Equity Fund
AEA Advance America, Cash Advance Centers, Inc.
AEACU Authentic Equity Acquisition Corp.
AEF Aberdeen Chile Fund Inc
AFRM Affirm Holdings, Inc.
AFT Apollo Senior Floating Rate Fund
AGBA AGBA Acquisition Ltd
AGC Altimeter Growth Corp.
AGCB Altimeter Growth Corp. 2
AGD Aberdeen Global Dynamic Dividend Fund
AGM Federal Agricultural Mortgage Corp
AHAC Alpha Healthcare Acquisition Corp.
AIHS Senmiao Technology Ltd
AINC Ashford Inc
AINV Apollo Investment Corp
AJAX.U Ajax I
AKICU Sports Ventures Acquisition Corp.
AKP Alliance California Municipal Income Fund
ALAC Alberton Acquisition Corp
ALIZF4134015 PIMCO Corporate & Income Strategy Fund
ALIZF4134067 PIMCO California Municipal Income Fund III
ALIZF4645456 PIMCO Municipal Income Fund
ALIZF4658101 PIMCO California Municipal Income Fund
ALIZF4658345 PIMCO New York Municipal Income Fund II
ALIZF4658346 PIMCO New York Municipal Income Fund
ALLYpA GMAC Capital Trust I
ALTUU Altitude Acquisition Corp.
ALUS Alussa Energy Acquisition Corp
AMCI AMCI Acquisition Corp
AMG Affiliated Managers Group Inc
AMGZP AMG Capital Trust I
AMHC Amplitude Healthcare Acquisition Corp
AMK AssetMark Financial Holdings, Inc.
AMP Ameriprise Financial Inc
AMRK A-Mark Precious Metals Inc
AMTB Amerant Bancorp Inc
AMTD TD Ameritrade Holding Corp
ANAT American National Group Inc
ANDA Andina Acquisition Corp III
AOD Alpine Total Dynamic Dividend Fund
AONE One
APAM Artisan Partners Asset Management Inc
APCX Apptech Corp
APO Apollo Global Management LLC
APSG Apollo Strategic Growth Capital
APXT Apex Technology Acquisition Corp
ARBGU Aequi Acquisition Corp.
ARCC Ares Capital Corp
ARDC Ares Dynamic Credit Allocation Fund, Inc.
ARES Ares Management Corp
ARFS Alarion Financial Services Inc
ART Artio Global Investors Inc.
ARYA ARYA Sciences Acquisition Corp III
ARYAU Arya Sciences Acquisition Corp
ASA ASA Gold and Precious Metals Limited
ASAQ Atlantic Avenue Acquisition Corp
ASG Liberty All-Star Growth
ASPL Aspirational Consumer Lifestyle Corp.
ATAC ALTIMAR ACQUISITION CORP.
ATA.U AMERICAS TECHNOLOGY ACQUISITION CORP.
ATH Athene Holding Ltd
ATIF ATIF Holdings Ltd
ATLC Atlanticus Holdings Corp
ATNP Atlantis Technology Group
ATYM ASIA TIME CORP
AVAN Avanti Acquisition Corp.
AVFL AVAILENT FINANCIAL INC
AVK Advent Claymore Convertible Securities & Income Fund
AVOA AVOCA INC
AWF AllianceBernstein Global High Income Fund Inc.
AWP Alpine Global Premier Property
AXAHF4134397 AllianceBernstein National Municipal Income Fund
AXP American Express Co
BAF BlackRock Municipal Income Investment Quality Trust
BANX StoneCastle Financial Corp
BATS Bats Global Markets Inc
BBDC Triangle Capital Corp
BBF BlackRock Municipal Income Investment Trust
BBK BlackRock Municipal Bond Trust
BCACU Brookline Capital Acquisition Corp.
BCAT BlackRock Capital Allocation Trust
BCFN BANNER CENTRAL FINANCE CO
BCOW 1895 Bancorp of Wisconsin Inc
BCSF Bain Capital Specialty Finance, Inc.
BCTG BCTG Acquisition Corp.
BCV Bancroft Fund
BCX BlackRock Resources & Commodities Strategy Trust
BCYPU Big Cypress Acquisition Corp.
BDJ BlackRock Enhanced Equity Dividend Fund
BEGI Blackstar Enterprise Group Inc
BEN Franklin Resources Inc
BENEU Benessere Capital Acquisition Corp.
BFK BlackRock Municipal Income Trust
BFO BlackRock Florida Municipal 2020 Term Trust
BFST Business First Bancshares Inc
BFT Foley Trasimene Acquisition II Corp
BFY BlackRock New York Municipal Income Trust II
BFZ BlackRock California Municipal Income Trust
BGB Blackstone / Gso Strategic Credit Fund
BGCP BGC Partners Inc
BGIO BlackRock 2022 Global Income Opportunity Trust
BGR BlackRock Energy & Resources Trust
BGRP Bluestem Group Inc
BGT BlackRock Floating Rate Income Trust Fund
BGX Blackstone/GSO Long-Short Credit Income Fund
BGY BlackRock Enhanced International Dividend Trust
BHIN BCI HOLDING INC
BHK BlackRock Core Bond Trust
BHSEU Bull Horn Holdings Corp.
BHV BlackRock Virginia Municipal Bond Trust
BIF Boulder Growth & Income Fund
BIOTU Biotech Acquisition Co
BK Bank of New York Mellon Corp
BK4133401 Dreyfus Strategic Municipals Inc.
BKCC BlackRock Capital Investment Corp
BKFG BKF Capital Group Inc
BKK BlackRock Municipal 2020 Term Trust
BKN BlackRock Investment Quality Municipal
BKT BlackRock Income Trust
BLE BlackRock Municipal Income Trust II
BLJ BlackRock New Jersey Municipal Bond Trust
BLK BlackRock Inc
BLK4133397 BlackRock Municipal 2018 Term Trust
BLK4133399 BlackRock New York Municipal 2018 Term Trust
BLK4133400 BlackRock California Municipal 2018 Term Trust
BLK4413178 BlackRock Taxable Municipal Bond Trust
BLSA BCLS Acquisition Corp.
BLTSU Bright Lights Acquisition Corp.
BLUWU Blue Water Acquisition Corp.
BLW BlackRock Limited Duration Income
BME BlackRock Health Sciences Trust
BNJ BlackRock New Jersey Municipal Income Trust
BOAC.U Bluescape Opportunities Acquisition Corp.
BOE BlackRock Global Opportunities Equity Trust
BOWX BowX Acquisition Corp.
BQH BlackRock New York Municipal Bond Trust
BREZU Breeze Holdings Acquisition Corp.
BRLI Brilliant Acquisition Corp
BROG BPGIC INTERNATIONAL
BRPA Big Rock Partners Acquisition Corp.
BSC BEAR STEARNS COMPANIES INC
BSD BlackRock Strategic Municipal Trust
BSE BlackRock New York Municipal Income Quality Trust
BSIG OM Asset Management PLC
BSL Blackstone/GSO Senior Floating Rate Term Fund
BSN Broadstone Acquisition Corp.
BSVN Bank7 Corp.
BTA BlackRock Long-Term Municipal Advantage Trust
BTAQ Burgundy Technology Acquisition Corp
BTBT Bit Digital Inc
BTNB Bridgetown 2 Holdings Ltd
BTO John Hancock Financial Opportunities Fund
BTT BlackRock Municipal 2030 Target Term
BTWN Bridgetown Holdings Ltd
BTZ BlackRock Credit Allocation Income Trust
BUI BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUR Burford Capital Ltd
BWACU Better World Acquisition Corp.
BWG BrandywineGLOBAL – Global Income Opportunities Fund
BWVI Blue Water Ventures International Inc
BX Blackstone Group Inc (The)
BXMX Nuveen S&P 500 Buy-Write Income Fund
BYM BlackRock Municipal Income Quality Trust
BZM BlackRock Maryland Municipal Bond
CACC Credit Acceptance Corp
CAFr_ Morgan Stanley China A Share Fund
CAPA HighCape Capital Acquisition Corp.
CAPP Capstone Financial Group Inc
CAP.U Capitol Investment Corp. V
CAS.U Cascade Acquisition Corp
CATM Cardtronics PLC
CBAH.U CBRE Acquisition Holdings, Inc.
CBDG THC Farmaceuticals Inc
CBH AllianzGI Convertible & Income 2024 Target Term Fund
CBOE Cboe Global Markets Inc
CCA MFS® California Municipal Fund
CCAC CITIC Capital Acquisition Corp.
CCAP Crescent Capital BDC, Inc.
CCB Coastal Financial Corp
CCC.U Churchill Capital Corp
CCD Calamos Dynamic Convertible and Income Fund
CCGN Consumer Capital Group Inc
CCHI JB OXFORD HOLDINGS INC
CCIV Churchill Capital Corp IV
CCPR Caseycorp Enterprises Inc
CCT Corporate Capital Trust, Inc.
CCV.U Churchill Capital Corp V
CCX Churchill Capital Corp II
CEE The Central and Eastern Europe Fund, Inc.
CEM ClearBridge Energy MLP Fund
CET Central Securities Corporation
CFACU CF Finance Acquisition Corp. III
CFBI Community First Bancshares Inc
CFD Nuveen Diversified Commodity Fund
CFFA CF Finance Acquisition Corp
CFGI Crown Financial Holdings, Inc.
CFII CF Finance Acquisition Corp II
CFIVU CF ACQUISITION CORP. IV
CG Carlyle Group Inc (The)
CGBD TCG BDC Inc
CGEAF MFS® California Municipal Fund
CGO Calamos Global Total Return Fund
CGRO Collective Growth Corp
CHAQ Chardan Healthcare Acquisition 2 Corp.
CHFW.U Consonance-HFW Acquisition Corp.
CHI Calamos Convertible Opportunities and Income Fund
CHN China Fund, Inc.
CHPM CHP Merger Corp.
CHW Calamos Global Dynamic Income Fund
CHWE Chinawe.Com Inc
CHY Calamos Convertible & High Income Fund
CIF MFS® Intermediate High Income Fund
CIFC CIFC LLC
CII BlackRock Enhanced Capital and Income Fund Inc
CIICU CIIG Merger Corp.
CIK Credit Suisse Asset Management Income Fund, Inc
CIT CIT Group Inc
CIXX CI Financial Corp.
CIYL City Loan, Inc
CLA Colonnade Acquisition Corp.
CLAS.U Class Acceleration Corp.
CLCI CLEAR CHOICE FINANCIAL, INC.
CLDC China Lending Corp
CLII Climate Change Crisis Real Impact I Acquisition Corp
CLM Cornerstone Strategic Value Fund
CLMS Calamos Asset Management Inc
CLNC Colony Credit Real Estate Inc
CM CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
CME CME Group Inc
CMLF CM Life Sciences, Inc.
CMU MFS® High Yield Municipal Trust
CND.U Concord Acquisition Corp
CNF CNFinance Holdings Ltd.
CNHA Conihasset Capital Partners Inc
CNS Cohen & Steers Inc
CODI Compass Diversified Holdings
COF Capital One Financial Corp
COGLF Chelsea Oil and Gas Ltd
COHN Cohen & Company Inc
CONXU CONX Corp.
COOLU Corner Growth Acquisition Corp.
CORR CorEnergy Infrastructure Trust Inc
COWN Cowen Inc
CPFH Capital Financial Holdings Inc
CpRO.CL Citigroup Capital XIV
CPSR CAPSTAR SPECIAL PURPOSE ACQUISITION CORP.
CPSS Consumer Portfolio Services Inc
CPTA Capitala Finance Corp.
CPYT CarePayment Technologies, Inc.
CRDX CREDEX CORP
CRF Cornerstone Total Return Fund Inc
CRHC Cohn Robbins Holdings Corp.
CRSA Crescent Acquisition Corp
CRU.U Crucible Acquisition Corp
CSQ Calamos Strategic Total Return Fund
CSWC Capital Southwest Corp
CTAC.U Cerberus Telecom Acquisition Corp.
CTAQU Carney Technology Acquisition Corp. II
CTF Nuveen Long/Short Commodity Total Return Fund
CTNO Carlton Companies, Inc.
CTNR CENTRAL NATURAL RESOURCES INC
CTR ClearBridge Energy MLP Total Return Fund Inc
CURO Curo Group Holdings Corp
CWF Dividend and Income Fund
CXE MFS High Income Municipal Trust
CXH MFS® Investment Grade Municipal Trust
DBA PowerShares DB Multi-Sector Commodity Trust
DBDR Roman DBDR Tech Acquisition Corp.
DBL Doubleline Opportunistic Credit Fund
DCF BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCRB Decarbonization Plus Acquisition Corp
DDF Delaware Investments Dividend and Income Fund
DDMXU DD3 Acquisition Corp. II
DDMXU DD3 Acquisition Corp
DEH D8 Holdings Corp.
DEX Delaware Enhanced Global Dividend & Income
DFHT Deerfield Healthcare Technology Acquisitions Corp.
DFNS LGL Systems Acquisition Corp.
DFP Flaherty & Crumrine Dynamic Preferred and Income Fund
DFPH DFP HEALTHCARE ACQUISITIONS CORP.
DFR CIFC Corp.
DFS Discover Financial Services
DGNR Dragoneer Growth Opportunities Corp.
DGNS Dragoneer Growth Opportunities Corp. II
DHF Dreyfus High Yield Strategies Fund
DHG Deutsche High Income Opportunities Fund
DHIL Diamond Hill Investment Group Inc
DHY Credit Suisse High Yield Bond
DIAX Nuveen Dow 30 Dynamic Overwrite Fund
DLCAU Deep Lake Capital Acquisition Corp.
DMCD Detwiler Fenton Group Inc
DMF Dreyfus Municipal Income
DMLP Dorchester Minerals LP
DMO Western Asset Mortgage Defined Opportunity Fund Inc.
DMYD dMY Technology Group, Inc. II
DMYI.U dMY Technology Group, Inc. III
DMYT dMY Technology Group, Inc.
DNMR Danimer Scientific Inc
DNP DNP Select Income Fund
DPG Duff & Phelps Global Utility Income
DSAC Duddell Street Acquisition Corp.
DSHL DIAS Holding, Inc.
DSL DoubleLine Income Solutions Fund
DSM Dreyfus Strategic Municipal Bond
DSU BlackRock Debt Strategies Fund Inc
DTF Duff & Phelps Tax-free Income
DUC Duff & Phelps Utility & Corporate Bond
DUF Duff & Phelps Corp
DUNEU Dune Acquisition Corp
DWIN.U Delwinds Insurance Acquisition Corp.
EACPU Edify Acquisition Corp.
EACQ Easterly Acquisition Corp
EAD Wells Fargo Income Opportunities Fund
EBML eBullion Inc
EBSB Meridian Bancorp Inc (MARYLAND)
ECC Eagle Point Credit Co LLC
ECFpA Ellsworth Growth and Income Fund Ltd
ECPG Encore Capital Group Inc
EDD Morgan Stanley Emerging Markets Domestic Fund
EDTXU EdtechX Holdings Acquisition Corp.
EDTXU EdtechX Holdings Acquisition Corp. II
EEA The European Equity Fund Inc
EF Pinnacle Summer Investments, Inc.
EFL Eaton Vance Float-Rate 2022 Target Term
EFT Eaton Vance Floating-Rate Income Trust
EFX Equifax Inc
EGF BlackRock Enhanced Government Fund Inc.
EHI Western Asset Global High Income Fund
EIA Eaton Vance California Municipal Bond Fund II
EIC Eagle Point Income Co Inc.
EIM Eaton Vance Municipal Bond Fund
EIO Eaton Vance Ohio Municipal Bond Fund
EIP Eaton Vance Pennsylvania Municipal Bond Fund
EIV Eaton Vance Municipal Bond Fund II
EKP PR EKSPORTFINANS ASA
ELU Merrill Lynch & Co., Inc.
ELVT Elevate Credit Inc
EMF Templeton Emerging Markets Fund Inc.
EMJ Eaton Vance New Jersey Municipal Bond Fund
EMO ClearBridge Energy MLP Opportunity Fund
EMPW Empower Ltd.
ENE ENRON CORP/OR/
ENFAU 890 5th Avenue Partners, Inc.
ENKS Castle Holding Corp
ENPC Executive Network Partnering Corp
ENVA Enova International Inc
ENVIU Environmental Impact Acquisition Corp
ENX Eaton Vance New York Municipal Bond Fund
EOD Wells Fargo Global Dividend Opportunity Fund
EOI Eaton Vance Enhanced Equity Income Fund
EOS Eaton Vance Enhanced Equity Income Fund II
EOSE B. Riley Principal Merger Corp. II
EPWRU Empowerment & Inclusion Capital I Corp.
EQD Equity Distribution Acquisition Corp.
EQOS Diginex Ltd
EQS EQUUS Total Return Inc
EQUI EQUIFIN INC
ERC Wells Fargo Multi-Sector Income Fund
ERES East Resources Acquisition Co
ERH Wells Fargo Utilities and High Income Fund
ESXB Community Bankers Trust Corp
ETAC E.Merge Technology Acquisition Corp.
ETB Eaton Vance Tax-Managed Buy-Write Income Fund
ETFC E*TRADE Financial Corp
ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETY Eaton Vance Tax-Managed Diversified Equity Income Fund
EUCRU Eucrates Biomedical Acquisition Corp.
EV Eaton Vance Corp
EV4133411 Eaton Vance Michigan Municipal Income Trust
EV4133412 Eaton Vance Massachusetts Municipal Income Trust
EV4133413 Eaton Vance California Municipal Income Trust
EV4133414 Eaton Vance Ohio Municipal Income Trust
EV4133418 Eaton Vance Pennsylvania Municipal Income Trust
EV4133419 Eaton Vance Municipal Income Trust
EV4133422 Eaton Vance New Jersey Municipal Income Trust
EV4133423 Eaton Vance New York Municipal Income Trust
EV4645018 Eaton Vance Senior Floating-Rate Trust
EVER4136044 Nuveen California Quality Municipal Income Fund
EVF Eaton Vance Senior Income Trust
EVG Eaton Vance Short Duration Diversified Income Fund
EVM Eaton Vance California Municipal Bond Fund
EVOP EVO Payments Inc
EVR Evercore Inc
EVRI Everi Holdings Inc
EVT Eaton Vance Tax-Advantaged Dividend Income Fund
EVV Eaton Vance Limited Duration Income Fund
EXD Eaton Vance Tax-Advantaged Bond and Options Strategies Fund
EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXPC Experience Investment Corp
EZPW EZCORP Inc
EZTD EZTD Inc
FAHLF First Asia Holdings Ltd
FAII Fortress Value Acquisition Corp. II
FAM First Trust/Aberdeen Global Opportunity Income Fund
FAX Aberdeen Asia-Pacific Income Fund Inc
FBRC FBR & Co
FCAC Falcon Capital Acquisition Corp.
FCAX.U Fortress Capital Acquisition Corp
FCFC FIRSTCITY FINANCIAL CORP
FCFS FirstCash Inc
FCMCQ FRANKLIN CREDIT HOLDING CORP/DE/
FCO Aberdeen Global Income Fund Inc.
FCRD First Eagle Alternative Capital BDC Inc
FCRM Franklin Credit Management Corp
FCT First Trust Senior Floating Rate Income Fund II
FDEU First Trust Dynamic Europe Equity Income
FDUS Fidus Investment Corp
FEI First Trust MLP and Energy Income Fund Common
FEN First Trust Energy Income and Growth Fund
FEO First Trust/Aberdeen Emerging Opportunity Fund
FFA First Trust Enhanced Equity Income Fund
FFC Flaherty & Crumrine Dynamic Preferred and Income Fund
FFFC FastFunds Financial Corp
FFGI FIREBRAND FINANCIAL GROUP INC
FGB First Trust Special Finance and Financial Opportunities Fund
FGNA FG New America Acquisition Corp.
FHI Federated Hermes Inc
FHL Futu Holdings Ltd
FHY First Trust Strategic High Income Fund II
FIF First Trust Energy Infrastructure Fund
FIFS FIRST INVESTORS FINANCIAL SERVICES GROUP INC
FIG Fortress Investment Group LLC
FIII Forum Merger III Corp
FINU MARLIN TECHNOLOGY CORP.
FIV First Trust Senior FR 2022 Target Term
FLACU Frazier Lifesciences Acquisition Corp
FLC Flaherty & CrumrineTotal Return Fund
FLLCU Fellazo Inc
FMAC FirstMark Horizon Acquisition Corp.
FMCC Federal Home Loan Mortgage Corp
FMD First Marblehead Corp
FMFN First Montauk Financial Corp
FMN Federated Premier Municipal Income Fund
FMO Fiduciary/Claymore MLP Opportunity Fund
FMY First Trust Mortgage Income Fund
FNGN Financial Engines Inc
FNMA FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE
FOCS Focus Financial Partners Inc
FOF Cohen & Steers Closed-End Opportunity Fund
FOXWU FoxWayne Enterprises Acquisition Corp.
FPAC.U Far Peak Acquisition Corp
FPAY FlexShopper Inc
FPF First Trust Intermediate Duration Preferred & Income Fund
FPFXQ FIRSTPLUS FINANCIAL GROUP INC
FPL First Trust New Opps MLP & Energy Fund
FPT Federated Premier Intermediate Municipal Income Fund
FRA BlackRock Floating Rate Income Strategies Fund Inc
FRMO FRMO Corp
FRX.U Forest Road Acquisition Corp.
FSAM Fifth Street Asset Management Inc
FSD First Trust High Inc Long/Short Fund
FSDC FS Development Corp.
FSK FS KKR Capital Corp
FSKR FS KKR Capital Corp II
FSRV Finserv Acquisition Corp
FST FAST Acquisition Corp.
FT Franklin Universal Trust
FTACU FinTech Acquisition Corp III
FTCVU Fintech Acquisition Corp V
FTFr Franklin Limited Duration Income Trust
FTIV FinTech Acquisition Corp. IV
FTOC FTAC Olympus Acquisition Corp.
FUND Sprott Focus Trust Inc.
FUSE Fusion Acquisition Corp.
FVAM 5:01 Acquisition Corp.
FVCB FVCBankcorp Inc
FVTU Fortress Value Acquisition Corp. III
FXAI FX Alliance Inc.
G1E The European Equity Fund Inc
GAB Gabelli Equity Trust
GAHC Global Arena Holding Inc
GAIN Gladstone Investment Corp
GAM General American Investors Co. Inc.
GARS Garrison Capital Inc
GBAB Guggenheim Taxable Municipal Managed Duration Trust
GBDC Golub Capital BDC Inc
GBL GAMCO Investors Inc
GBTC Bitcoin Investment Trust
GCAP GAIN Capital Holdings Inc
GCH Aberdeen Greater China Fund
GCMG GCM Grosvenor Inc.
GCPL GLOBAL CAPITAL PARTNERS INC
GCV Gabelli Convertible & Income Securities
GDO Western Asset Global Corporate Defined Opportunity Fund
GDOT Green Dot Corp
GDV Gabelli Dividend & Income Trust
GDVM Global Developments Inc
GDYN Grid Dynamics Holdings Inc
GECCL General Electric Capital Corporation
GER Goldman Sachs MLP and Energy Renaissance Fund
GF New Germany Fund Inc.
GFIG Gfi Group Inc
GFNL Genesis Financial Inc
GFX.U Golden Falcon Acquisition Corp.
GFY Western Asset Variable Rate Strategic Fund Inc
GGM Guggenheim Credit Allocation Fund
GGT The Gabelli Multimedia Trust Inc.
GHIV Gores Holdings IV, Inc.
GHL Greenhill & Co Inc
GHVIU Gores Holdings VI, Inc.
GIK GigCapital3, Inc.
GIM Templeton Global Income Fund
GIX GigCapital2 Inc
GLAD Gladstone Capital Corp
GLAE Glassbridge Enterprises Inc
GLAQU Globis Acquisition Corp.
GLBR Global Brokerage Inc
GLCH Gleacher & Company Inc
GLEO Galileo Acquisition Corp
GLG China Commercial Credit Inc
GLO Clough Global Opportunities Fund
GLQ Clough Global Equity Fund
GLU Gabelli Global Utility & Income Trust
GLV Clough Global Dividend and Income Fund
GMBTU Queen's Gambit Growth Capital
GMIIU Gores Metropoulos II, Inc.
GMZ Goldman Sachs MLP Income Opportunities Fund
GNACU Group Nine Acquisition Corp.
GNPK.U Genesis Park Acquisition Corp.
GNRS Greenrose Acquisition Corp
GOAC GO Acquisition Corp.
GOF Guggenheim Strategic Opportunities Fund
GPACU Global Partner Acquisition Corp II
GPM Guggenheim Enhanced Equity Income
GRCY Greencity Acquisition Corp
GRF Eagle Capital Growth Fund, Inc.
GRNV Greenvision Acquisition Corp.
GROW U.S. Global Investors Inc
GRR The Asia Tigers Fund Inc
GRSV Gores Holdings V Inc.
GRX Gabelli Healthcare & WellnessRx Trust
GS Goldman Sachs Group Inc
GSAH GS Acquisition Holdings Corp II
GSAQU Global Synergy Acquisition Corp.
GSBD Goldman Sachs BDC Inc
GSLO Go Solar USA Inc
GTAX GILMAN CIOCIA, INC.
GUT Gabelli Utility Trust
GWAC GOOD WORKS ACQUISITION CORP.
GXGX GX Acquisition Corp
HAACU Health Assurance Acquisition Corp.
HAWK Blackhawk Network Holdings Inc
HBT HBT Financial Inc
HCAP Harvest Capital Credit Corp
HCARU Healthcare Services Acquisition Corp
HCCCU Healthcare Capital Corp/DE
HCCH HL Acquisitions Corp
HCICU HENNESSY CAPITAL INVESTMENT CORP. V
HDCC Hunting Dog Capital Corp.
HEC Herzfeld Caribbean Basin Fund Inc
HEC Hudson Executive Investment Corp.
HEQ John Hancock Hedged Equity & Income Fund
HFLBP HELLER FINANCIAL INC
HFRO Highland Floating Rate Opportunities Fund
HGFNQ HOMEGOLD FINANCIAL INC
HIE Miller/Howard High Income Equity
HIGA.U H.I.G. Acquisition Corp.
HIO Western Asset High Income Opportunity Fund Inc.
HIX Western Asset High Income Fund II
HKIB AMTD International Inc.
HLAHU Hamilton Lane Alliance Holdings I, Inc.
HLI Houlihan Lokey Inc
HLNE Hamilton Lane Inc
HLXA Helix Acquisition Corp
HMCOU HumanCo Acquisition Corp.
HNNA Hennessy Advisors Inc
HNW Pioneer Diversified High Income Trust
HOL Holicity Inc.
HOMS Caliber Home Loans, Inc.
HPF John Hancock Preferred Income Fund II
HPI John Hancock Preferred Income Fund
HPS John Hancock Preferred Income Fund III
HPX HPX Corp.
HQH Tekla Healthcare Investors
HQL Tekla Life Sciences Investors
HRZN Horizon Technology Finance Corp
HSAQ Health Sciences Acquisitions Corp 2
HSFCpB.CL HSBC Finance Corp
HTD John Hancock Tax-Advantaged Dividend Income Fund
HTPA.U Highland Transcend Partners I Corp.
HTY John Hancock Tax Advantage Global Shareholder Yield Fund
HVBC HV Bancorp Inc
HX Hexindai Inc
HXPR HISPANIC EXPRESS INC
HYB New America High Income Fund
HYI Western Asset High Yield Defined Opportunity Fund
HYLN Hyliion Holdings Corporation
HYPRQ HYPERFEED TECHNOLOGIES INC
HYT BlackRock Corporate High Yield Fund, Inc
HZAC Horizon Acquisition Corp
HZON Horizon Acquisition Corp II
IACA ION Acquisition Corp 1 Ltd.
IAE Voya Asia Pacific High Dividend Equity Income Fund
IAF Aberdeen Australia Equity Fund Inc
IBKR Interactive Brokers Group Inc
ICB MS Income Securities
ICE Intercontinental Exchange Inc
ICE Intercontinental Exchange Inc
ICG Imperial Capital Group, Inc.
ICH INVESTORS CAPITAL HOLDINGS LTD
ICMB Investcorp Credit Management BDC Inc
IDE Voya Infrastructure Industrials and Materials Fund
IF Aberdeen Indonesia Fund Inc.
IFN The India Fund Inc
IFS Intercorp Financial Services Inc.
IGA Voya Global Advantage and Premium Opportunity Fund
IGAC IG Acquisition Corp.
IGD Voya Global Equity Dividend and Premium Opportunity Fund
IGR CBRE Clarion Global Real Estate Income Fund
IGSS IMAGE GLOBE SOLUTIONS, INC.
IHD Voya Emerging Markets High Dividend Equity Fund
IHTA Invesco High Income 2024 Target Term Fund
IIAC.U Investindustrial Acquisition Corp.
IID Voya International High Dividend Equity Income Fund
IIF MS India Investment Fund
IIIIU INSU ACQUISITION CORP III
IIM Invesco Insured Municipal Income Trust
IMPX AEA-Bridges Impact Corp.
INAQ INSU Acquisition Corp. II
INB Cohen & Steers Global Income Builder Inc
INKAU KLUDEIN I ACQUISITION CORP
INSI Insight Select Income Fund
IPJ.B CREDIT SUISSE (USA) INC
IPOD Social Capital Hedosophia Holdings Corp. IV
IPOE Social Capital Hedosophia Holdings Corp. V
IPOF Social Capital Hedosophia Holdings Corp. VI
IPV InterPrivate Acquisition Corp.
IQI Invesco Quality Municipal Income Trust
IRL New Ireland Fund
IRR Voya Natural Resources Equity Income Fund
ISD Prudential Short Duration High Yield Fund
ISL Aberdeen Israel Fund Inc
ITAC Industrial Tech Acquisitions, Inc.
ITG Investment Technology Group Inc
ITPC INTREPID CAPITAL CORP
IVANU Ivanhoe Capital Acquisition Corp.
IVFI INVESTORS FINANCE INC
IVZ Invesco Ltd
IX Orix Corp
J EPOCH HOLDING CORP
JAHI GUNDAKER/JORDAN AMERICAN HOLDINGS INC
JAQCU Jupiter Acquisition Corp
JCE Nuveen Core Equity Alpha Fund
JCICU Jack Creek Investment Corp.
JDD Nuveen Diversified Dividend and Income Fund
JE6 Aberdeen Japan Equity Fund, Inc.
JEF Leucadia National Corp
JEMD Nuveen Emerging Markets Debt 2022 Target Term Fund
JFC JPMorgan China Region Fund
JFKKU 8I Enterprises Acquisition Corp
JFR Nuveen Floating Rate Income Fund
JFU 9F Inc
JGH Nuveen Global High Income Fund
JGW JG Wentworth Co
JHG Janus Henderson Group PLC
JHI John Hancock Investors Trust
JHS John Hancock Income Securities Trust
JIH Juniper Industrial Holdings, Inc.
JLIC JESUP & LAMONT, INC.
JLS Nuveen Mortgage Opportunity Term
JMM Nuveen Multi-Market Income Fund
JMP JMP Group LLC
JNC NUVEEN INVESTMENTS, INC
JNS Janus Capital Group Inc
JOFr_ Japan Smaller Capitalization Fund
JP Jupai Holdings Ltd
JPC Nuveen Preferred Income Opportunities Fund
JPG Nuveen S&P 500 Dynamic Overwrite Fund
JPS Nuveen Preferred & Income Securities Fund
JPT Nuveen Preferred and Income 2022 Term Fund
JQC Nuveen Credit Strategies Income Fund
JRS Nuveen Real Estate Income Fund
JT Jianpu Technology Inc
JTA Nuveen Tax-Advantaged Total Return Strategy Fund
JTD Nuveen Tax-Advantaged Dividend Growth Fund
JTPY JetPay Corp
JWS Jaws Acquisition Corp.
JYAC Jiya Acquisition Corp.
KAIRU Kairos Acquisition Corp.
KBKC KBK CAPITAL CORP
KBW KBW, INC.
KCG KCG Holdings Inc
KED Kayne Anderson Energy Development Company
KEF Korea Equity Fund, Inc
KENT KENT FINANCIAL SERVICES INC
KF Korea Fund Inc
KFN KKR Financial Holdings LLC
KINZU KINS Technology Group, Inc.
KIORT KKR Income Opportunities Fund
KKR KKR & Co LP
KLAQU KL Acquisition Corp
KMM Deutsche Multi-Market Income Trust
KRNY Kearny Financial Corp
KSM Deutsche Strategic Municipal Income Trust
KSMT Kismet Acquisition One Corp
KST Deutsche Strategic Income Trust
KTF Deutsche Municipal Income Trust
KWAC.U Kingswood Acquisition Corp.
KYE Kayne Anderson Energy Total Return Fund
KYN Kayne Anderson MLP Investment Company
LACQ Leisure Acquisition Corp.
LATN Union Acquisition Corp. II
LAZ Lazard Ltd
LBF Deutsche Global High Income Fund, Inc.
LC LendingClub Corp
LCAP Lionheart Acquisition Corp. II
LCM Advent/Claymore Enhanced Growth & Income Fund
LCY Landcadia Holdings III, Inc.
LDF Latin American Discovery Fund
LDP Cohen & Steers Limited Duration Preferred and Income Fund, Inc
LEAP Ribbit LEAP, Ltd.
LEGOU Legato Merger Corp.
LEHKQ Lehman Brothers Holdings Capital Trust III
LEHLQ Lehman Brothers Holdings Capital Trust IV
LEHM.GUH Lehman Brothers Holdings E-Capital Trust I
LEHMQ Lehman Brothers Holdings Capital Trust VI
LEVL Level One Bancorp Inc
LFTRU Lefteris Acquisition Corp.
LGI Lazard Global Total Return and Income Fund Inc
LGVW Longview Acquisition Corp.
LHC.U Leo Holdings Corp. II
LIVK LIV Capital Acquisition Corp
LJAQU LIGHTJUMP ACQUISITION CORP
LKII LAZARE KAPLAN INTERNATIONAL INC
LM Legg Mason Inc
LMACU Liberty Media Acquisition Corp
LMFA Lm Funding America, Inc.
LNFA.U L&F Acquisition Corp.
LOAN Manhattan Bridge Capital Inc
LOKB.U Live Oak Acquisition Corp II
LOR Lazard World Dividend & Income Fund Inc
LPLA LPL Financial Holdings Inc
LPRO Open Lending Corp
LRTR LL&E ROYALTY TRUST
LSAC LifeSci Acquisition Corp.
LSAQ Lifesci Acquisition II Corp.
LT4 Aberdeen Latin America Equity Fund Inc
LTMP Alltemp Inc
LTS Ladenburg Thalmann Financial Services Inc
LU Lufax Holding Ltd
LUXAU Lux Health Tech Acquisition Corp.
LWACU Locust Walk Acquisition Corp.
LX Lexinfintech Holdings Ltd
MA MasterCard Inc
MAAC Montes Archimedes Acquisition Corp
MAB Eaton Vance Massachusetts Municipal Bond Fund
MACU Mallard Acquisition Corp.
MAIN Main Street Capital Corp
MAPF MAP FINANCIAL GROUP, INC.
MARPS Marine Petroleum Trust
MAV4320301 Pioneer Municipal High Income Advantage Trust
MBIN Merchants Bancorp
MC Moelis & Co
MCA BlackRock MuniYield California Quality Fund, Inc.
MCAC Mountain Crest Acquisition Corp.
MCADU Mountain Crest Acquisition Corp II
MCB Metropolitan Bank Holding Corp
MCBS MetroCity Bankshares, Inc.
MCC Medley Capital Corp
MCI Barings Corporate Investors
MCMJ Merida Merger Corp I
MCN Madison Covered Call and Equity Strategy Fund
MCR MFS® Charter Income
MDLX Medley LLC
MDLY Medley Management Inc
MDWT MIDWEST HOLDING INC.
MEN BlackRock MuniEnhanced Fund, Inc.
MERpK Merrill Lynch Capital Trust I
MERpP.CL Merrill Lynch Capital Trust III
MERR Merriman Holdings Inc
MFD Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income
MFGLQ MF Global Holdings Ltd.
MFI MICROFINANCIAL INC
MFIN Medallion Financial Corp
MFL BlackRock MuniHoldings Investment Quality Fund
MFM MFS Municipal Income Trust
MFT BlackRock MuniYield Investment Quality Fund
MFV MFS Special Value Trust
MGF MFS® Government Markets Income
MGI MoneyGram International Inc
MGINQ MEGA GROUP INC
MGU Macquarie Global Infrastructure Total Return Fund Inc.
MHD BlackRock MuniHoldings Fund Inc
MHE Massachusetts Tax-Exempt Trust
MHF Western Asset Municipal High Income Fund Inc
MHI Pioneer Municipal High Income Trust
MHN BlackRock MuniHoldings New York Quality Fund, Inc.
MIN MFS® Intermediate Income Fund
MIW Eaton Vance Michigan Municipal Bond Fund
MIY BlackRock MuniYield Michigan Quality Fund, Inc.
MKTX Marketaxess Holdings Inc
MLAC Malacca Straits Acquisition Co Ltd
MLPE Citigroup Global Markets Holdings Inc
MLTI CREDIT SUISSE AG
MMD Mainstay DefinedTerm Municipal Opportunities Fund
MMT MFS Multi-Market Income Fund
MMU Western Asset Managed Municipals Portfolio
MN Manning & Napier Inc
MNE BlackRock Muni NY Intermediate Duration Fund
MNP Western Asset Municipal Partners Fund Inc
MONCU Monument Circle Acquisition Corp.
MOTNU Motion Acquisition Corp.
MOTV.U Motive Capital Corp
MOU Citigroup Funding Inc.
MPA BlackRock MuniYield Pennsylvania Quality Fund
MPLN MultiPlan Corp
MPV Barings Participation Investors
MQT BlackRock MuniYield Quality II
MQY BlackRock MuniYield Quality
MRACU Marquee Raine Acquisition Corp.
MS Morgan Stanley
MSB Mesabi Trust
MSD MS Emerging Markets Debt Fund
MSF MS Emerging Markets Fund
MSJ.CL MORGAN STANLEY CAPITAL TRUST VI
MSP Madison Strategic Sector Premium Fund
MSVB Mid-Southern Bancorp Inc
MTACU MedTech Acquisition Corp
MTGC Mortgage Assistance Center Corp
MTR Mesa Royalty Trust
MTT Western Asset Municipal Defined Opportunity Trust, Inc.
MUA BlackRock MuniAssets Fund
MUC BlackRock MuniHoldings California Quality Fund, Inc.
MUDSU Mudrick Capital Acquisition Corp. II
MUE BlackRock MuniHoldings Quality Fund II, Inc.
MUH BlackRock MuniHoldings Fund II
MUI BlackRock Muni Intermediate Duration Income
MUJ BlackRock MuniHoldings New Jersey Quality Fund, Inc.
MUNF MUNI FUNDING CO OF AMERICA LLC
MUS BlackRock MuniHoldings Quality Fund, Inc.
MVC MVC Capital Inc
MVF BlackRock MuniVest
MVT BlackRock MuniVest Fund II
MWG.CL MORGAN STANLEY CAPITAL TRUST IV
MWR.CL MORGAN STANLEY CAPITAL TRUST III
MXEIP Mexico Equity & Income Fund
MXF Mexico Fund, Inc
MXFD MAXLIFE FUND CORP.
MYC BlackRock MuniYield CA Fund
MYEC MEC Inc
MYF BlackRock MuniYield Investment Fund
MYJ BlackRock MuniYield New Jersey
MYN BlackRock MuniYield New York Quality Fund, Inc.
MZA BlackRock MuniYield Arizona
MZF Managed Duration Investment Grade Municipal Fund
NAACU North Atlantic Acquisition Corp
NADpRC.CL Nuveen Quality Muni Income Fund
NANpRD.CL Nuveen New York Quality Municipal Income Fund
NAVI Navient Corp
NAZpRC.CL Nuveen Arizona Quality Municipal Income Fund
NBA New Beginnings Acquisition Corp
NBAC Newborn Acquisition Corp
NBB Nuveen Build America Bond Fund
NBDR No Borders Inc
NBGL4134078 Neuberger Berman Intermediate Municipal Fund
NBGL4134080 Neuberger Berman New York Intermediate Municipal Fund
NBGL4134082 Neuberger Berman California Intermediate Municipal Fund
NCA Nuveen California Municipal Value Fund
NCB Nuveen California Municipal Value Fund 2
NCPI NORTIA CAPITAL PARTNERS, INC.
NCV AllianzGI Convertible & Income Fund
NCZ AllianzGI Convertible & Income Fund II
NDAQ Nasdaq Inc
NEApRC.CL Nuveen AMT-Free Quality Muni Inc
NEBCU Nebula Caravel Acquisition Corp.
NEWS NewStar Financial Inc
NFIN Netfin Acquisition Corp
NFJ AllianzGI NFJ Dividend Interest & Premium Strategy Fund
NFSE Nfinanse Inc
NGA Northern Genesis Acquisition Corp
NGABU Northern Genesis Acquisition Corp. II
NGAC NextGen Acquisition Corp
NGT EASTERN AMERICAN NATURAL GAS TRUST
NHF NexPoint Credit Strategies Fund
NHIC NewHold Investment Corp.
NHLD National Holdings Corp
NHS Neuberger Berman High Yield Strategies
NICK Nicholas Financial Inc
NIE AllianzGI Equity & Convertible Income Fund
NIM Nuveen Select Maturities Municipal Fund
NIVM National Investment Managers Inc.
NJV Nuveen New Jersey Municipal Value Fund
NKGpRC.CL Nuveen Georgia Quality Municipal Income Fund
NKX Nuveen California AMT- Free Quality Municipal Income Fund
NMFC New Mountain Finance Corp
NMI Nuveen Municipal Income
NMMC North Mountain Merger Corp.
NMR Nomura Holdings Inc
NMS Nuveen Minnesota Quality Municipal Income Fund
NMTpRC.CL Nuveen Massachusetts Quality Municipal Income Fund
NMY Nuveen Maryland Quality Municipal Income Fund
NMZ Nuveen Municipal High Income Opportunity Fund
NNCpRC.CL Nuveen North Carolina Quality Municipal Income Fund
NNI Nelnet Inc
NNY Nuveen New York Municipal Value Fund
NOACU Natural Order Acquisition Corp.
NOAH Noah Holdings Ltd
NOMpC.CL Nuveen Missouri Quality Municipal Income Fund
NOVS Novus Capital Corp
NPA New Providence Acquisition Corp
NPN Nuveen Pennsylvania Municipal Value Fund
NPVpRC.CL Nuveen Virginia Quality Municipal Income Fund
NQPpRC.CL Nuveen Pennsylvania Quality Municipal Income Fund
NRKpRC.CL Nuveen New York AMT - Free Quality Municipal Income Fund
NRO Neuberger Berman Real Estate Securities Income Fund Inc
NRT North European Oil Royalty Trust
NRX NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
NSH NavSight Holdings, Inc.
NSL Nuveen Senior Income Fund
NTC Nuveen Connecticut Quality Municipal Income Fund
NTFL Network 1 Financial Group Inc
NTRS Northern Trust Corp
NTX Nuveen Texas Quality Municipal Income Fund
NUMpRC.CL Nuveen Michigan Quality Municipal Income Fund
NUOpRC.CL Nuveen Ohio Quality Municipal Income Fund
NUV Nuveen Municipal Value Fund
NVGpRC.CL Nuveen AMT-Free Municipal Credit Income Fund
NXC Nuveen California Select Tax-Free Income Portfolio
NXJpC.CL Nuveen New Jersey Quality Municipal Income Fund
NXN Nuveen New York Select Tax-Free Income Fund
NXP Nuveen Select Tax-Free Income Portfolio
NXQ Nuveen Select Tax-Free Income Portfolio 2
NXR Nuveen Select Tax-Free Income Portfolio 3
NYH Eaton Vance New York Municipal Bond Fund II
NYV Nuveen New York Municipal Value Fund 2
NYX NYSE Euronext
NZFpRC.CL Nuveen Municipal Credit Income Fund
OACB Oaktree Acquisition Corp. II
OAK Oaktree Capital Group LLC
OCA.U Omnichannel Acquisition Corp.
OCAXU OCA Acquisition Corp.
OCCI OFS Credit Company, Inc.
OCFN Omega Commercial Finance Corp
OCSI Oaktree Strategic Income Corporation
OCSL Oaktree Specialty Lending Corp
OFS OFS Capital Corp
OHAI OHA Investment Corp
OIA Invesco Municipal Income Opportunities Trust
OMEG Omega Alpha SPAC
OMF OneMain Holdings Inc
ONDK On Deck Capital Inc
OPBL Optionable Inc
OPES Opes Acquisition Corp
OPP RiverNorth/DoubleLine Strategic Opportunity Fund
OPRT Oportun Financial Corp
OPY Oppenheimer Holdings Inc
ORSN Orisun Acquisition Corp
OSTRU Oyster Enterprises Acquisition Corp.
OTRAU OTR Acquisition Corp.
OXLC Oxford Lane Capital Corp
OXSQ TICC Capital Corp
PAACU Proficient Alpha Acquisition Corp
PACE TPG Pace Tech Opportunities Corp.
PACXU Pioneer Merger Corp.
PAI Western Asset Income Fund
PAIC Petra Acquisition Inc
PAMI PROGRESSIVE ASSET MANAGEMENT INC
PANA Panacea Acquisition Corp
PAQCU Provident Acquisition Corp.
PBHC Pathfinder Bancorp Inc (MARYLAND)
PBIP Prudential Bancorp Inc
PCF Putnam High Income Securities Fund
PCM PCM Fund
PCN PIMCO Corporate & Income Strategy Fund
PCPC.U Periphas Capital Partnering Corp
PCPL CC Neuberger Principal Holdings I
PCSB PCSB Financial Corp
PDAC PERIDOT ACQUISITION CORP.
PDLB PDL Community Bancorp
PDT John Hancock Premium Dividend Fund
PEO Adams Natural Resources Fund
PFD Flaherty & Crumrine Preferred Income Fund
PFHD Professional Holding Corp.
PFL PIMCO Income Strategy Fund
PFLT PennantPark Floating Rate Capital Ltd
PFN PIMCO Income Strategy Fund II
PFO Flaherty & Crumrine Preferred Income Opportunity Fund
PGCR Placer Gold Corp.
PGEC Prestige Capital Corp
PGP PIMCO Global StocksPLUS and Income Fund
PHCF Puhui Wealth Investment Management Co., Ltd.
PHD Pioneer Floating Rate Trust
PHF Pacholder High Yield Fund
PHH PHH Corp
PHICU Population Health Investment Co., Inc.
PHK PIMCO High Income Fund
PHT Pioneer High Income Trust
PIAI Prime Impact Acquisition I
PIM Putnam Master Intermediate Income Trust
PIPP.U Pine Island Acquisition Corp.
PIPR Piper Jaffray Companies
PJT PJT Partners Inc
PKO PIMCO Income Opportunity Fund
PLMR Palomar Holdings Inc
PML PIMCO Municipal Income Fund II
PMM Putnam Managed Municipal Income Trust
PMO Putnam Municipal Opportunities Trust
PMTS CPI Card Group Inc
PMVC PMV Consumer Acquisition Corp.
PMX PIMCO Municipal Income Fund III
PNNT PennantPark Investment Corp
PNSNQ PENSON WORLDWIDE INC
PNTM.U Pontem Corp
POWRU Powered Brands
PPDC PrepaYd Inc
PPGHU POEMA Global Holdings Corp.
PPR Voya Prime Rate Trust
PPT Putnam Premier Income Trust
PROS ProSight Global Inc
PRPB CC Neuberger Principal Holdings II
PRSG Primus Guaranty Ltd
PRSRU Prospector Capital Corp.
PSAC Property Solutions Acquisition Corp.
PSEC Prospect Capital Corp
PSF Cohen & Steers Select Preferred and Income Fund
PSTH Pershing Square Tontine Holdings, Ltd.
PSTL Postal Realty Trust Inc
PT Pintec Technology Holdings Ltd
PTAC PropTech Acquisition Corp
PTCI Point Capital, Inc.
PTK PTK Acquisition Corp.
PTMN Portman Ridge Finance Corporation
PUYI Puyi Inc
PVT.U Pivotal Acquisition Corp
PWCO PwrCor Inc
PYN4134066 PIMCO New York Municipal Income Fund III
PYPL PayPal Holdings Inc
PZN Pzena Investment Management Inc
QD Qudian Inc
QELL Qell Acquisition Corp
QFIN 360 Finance Inc
QIWI Qiwi PLC
RAACU Revolution Acceleration Acquisition Corp
RACA Therapeutics Acquisition Corp.
RAMG RESOURCE ASSET MANAGEMENT CORP
RAND Rand Capital Corp
RBAC RedBall Acquisition Corp.
RBCF Rubicon Financial Inc
RCAP RCS Capital Corp
RCG RENN Global Entrepreneurs Fund, Inc.
RCHG Recharge Acquisition Corp.
RCS PIMCO Strategic Income Fund
RFI Cohen & Steers Total Return Realty
RICE.U Rice Acquisition Corp.
RILY B. Riley Financial Inc
RJF Raymond James Financial Inc
RKT Rocket Companies, Inc.
RM Regional Management Corp
RMGBU RMG Acquisition Corp. II
RMRM RMR Real Estate Income Fund
RMT Royce Micro Cap Trust
RNP Cohen & Steers REIT & Preferred Income Fund
ROCCU Roth CH Acquisition II Co
ROCH Roth CH Acquisition I Co
RODM DIRECT MARKETS HOLDINGS CORP.
ROT.U Rotor Acquisition Corp.
RPAY Repay Holdings Corporation
RPLA Replay Acquisition Corp
RPRX Royalty Pharma plc
RQI Cohen & Steers Quality Income Realty Fund
RRBI Red River Bancshares Inc
RSVAU Rodgers Silicon Valley Acquisition Corp
RTP Reinvent Technology Partners
RTPZ.U Reinvent Technology Partners Z
RVR White River Capital Inc
RVT Royce Value Trust
SAII Software Acquisition Group Inc. II
SAMA Schultze Special Purpose Acquisition Corp
SAMG Silvercrest Asset Management Group Inc
SAR Saratoga Investment Corp
SBE Switchback Energy Acquisition Corp
SBG Sandbridge Acquisition Corp
SBI Western Asset Intermediate Municipal Fund
SBR Sabine Royalty Trust
SBT Sterling Bancorp Inc
SCD LMP Capital and Income Fund Inc
SCHW Charles Schwab Corp
SCHWpB.CL Charles Schwab Corp
SCM Stellus Capital Investment Corp
SCOAU ScION Tech Growth I
SCPE SC Health Corp
SCU Sculptor Capital Management Inc
SCVX SCVX Corp
SDTI Sidoti and Company Inc
SEAH Sports Entertainment Acquisition Corp.
SEIC SEI Investments Co
SF Stifel Financial Corp
SFE Safeguard Scientifics Inc
SFNS SUMMIT FINANCIAL SERVICES GROUP INC
SFTW Osprey Technology Acquisition Corp
SGAM Seaport Global Acquisition Corp
SGDH SGD Holdings Ltd
SGF Aberdeen Singapore Fund, Inc.
SGM Stonegate Mortgage Corp
SI Silvergate Capital Corp
SIEB Siebert Financial Corp
SII Sprott Inc
SKAJ Skajaquoda Group inc.
SLCRU Silver Crest Acquisition Corp
SLM SLM Corp
SLRC Solar Capital Ltd
SMGI SMG Indium Resources Ltd.
SMKC Smoke Cartel Inc
SMM Salient Midstream & MLP Fund
SMMC South Mountain Merger Corp
SNEX StoneX Group Inc
SNFCA Security National Financial Corp
SNPR Tortoise Acquisition Corp. II
SNRHU Senior Connect Acquisition Corp. I
SOAC Sustainable Opportunities Acquisition Corp.
SOHL Southern Trust Securities Holding Corp
SOR Source Capital Inc
SOS SOS Limited
SPE Special Opportunities Fund
SPFI South Plains Financial Inc
SPFR.U JAWS Spitfire Acquisition Corp
SPGZ Spectrum Group International Inc
SPNV Supernova Partners Acquisition Company, Inc.
SPRQ.U Spartan Acquisition II Corp
SRAC Stable Road Acquisition Corp
SRSAU Sarissa Capital Acquisition Corp.
SRV Cushing® MLP & Infrastructure Total Return Fund
SSPK Silver Spike Acquisition Corp
SSSS Suro Capital Corp
STEN STEN CORP
STEP StepStone Group Inc.
STIC.U Northern Star Acquisition Corp.
STIV STARINVEST GROUP, INC.
STNE StoneCo Ltd
STPC.U Star Peak Corp II
STPK Star Peak Energy Transition Corp
STT State Street Corp
STU STUDENT LOAN CORP
STWO ACON S2 Acquisition Corp.
STXB Spirit of Texas Bancshares Inc
SUNS Solar Senior Capital Ltd
SV Spring Valley Acquisition Corp.
SVAC Starboard Value Acquisition Corp.
SVFAU SVF Investment Corp.
SVOKU Seven Oaks Acquisition Corp.
SVVC Firsthand Technology Value Fund Inc
SWBK.U Switchback II Corp
SWETU Athlon Acquisition Corp.
SWKH SWK Holdings Corp
SWS Hilltop Securities Holdings LLC
SWZ Swiss Helvetia Fund Inc
SYF Synchrony Financial
TACA.U Trepont Acquistion Corp I
TBA Thoma Bravo Advantage
TCEL Therapy Cells Inc
TCF TCF Financial Corp
TCPC TCP Capital Corp
TDAC Trident Acquisitions Corp.
TDF Templeton Dragon Fund Inc
TEI Templeton Emerging Markets Income Fund
TEKKU Tekkorp Digital Acquisition Corp.
TELOZ TEL OFFSHORE TRUST
TETAA Teton Advisors Inc
THBR Thunder Bridge Acquisition II Ltd
THCA Tuscan Holdings Corp. II
THCB Tuscan Holdings Corp
THQ Tekla Healthcare Opportunities Fund
THW Tekla World Healthcare Fund
TIAA4478983 Nuveen Floating Rate Income Opportunity Fund
TIGR UP Fintech Holding Ltd
TINV.U Tiga Acquisition Corp.
TIPTL Tiptree Financial Partners, L.P.
TIRTZ Tidelands Royalty Trust B
TKF Turkish Investment Fund
TLI Western Asset Corporate Loan Fund
TMKRU Tastemaker Acquisition Corp.
TMPMU TURMERIC ACQUISITION CORP.
TMSH Transglobal Assets Inc
TMTS Spartacus Acquisition Corp
TOTA Tottenham Acquisition I Ltd
TPGY.U TPG Pace Beneficial Finance Corp.
TPVG Triplepoint Venture Growth BDC Corp
TR1 T. Rowe Price Group Inc
TRAC Track Data Corp
TREB Trebia Acquisition Corp.
TRIT Triterras Inc
TRKR TRACKER CORP OF AMERICA
TROW T. Rowe Price Group Inc
TRRU TORCH ENERGY ROYALTY TRUST
TRTY Cambria Investment Management, L.P.
TRYF Trycera Financial Inc
TSI TCW Strategic Income
TSIAU TS Innovation Acquisitions Corp.
TSS Total System Services Inc
TTF Thai Fund Inc
TTP Tortoise Pipeline & Energy Fund
TVACU Thayer Ventures Acquisition Corp
TW Tradeweb Markets Inc
TWCT TWC Tech Holdings II Corp.
TWN Taiwan Fund Inc
TWND Tailwind Acquisition Corp.
TY Tri-Continental Corporation
TYG Tortoise Energy Infrastructure Corporation
TZAC Tenzing Acquisition Corp
TZPSU TZP Strategies Acquisition Corp.
UMYC UNIVERSAL MONEY CENTERS INC
UNDVL United Development Funding III, LP
USA Liberty All-Star Equity
USOD USCF Funds Trust
UTG-R Reaves Utility Income Trust
UUP PowerShares DB US Dollar Index Trust
V Visa Inc
VACQ Vector Acquisition Corp
VBF Invesco Bond Fund
VCF Delaware Investments Colorado Municipal Income Fund
VCKAU Vickers Vantage Corp. I
VCV Invesco California Value Municipal Income Trust
VCVCU 10X Capital Venture Acquisition Corp
VEL Velocity Financial, LLC
VFL Delaware Investments National Municipal Income Fund
VGAC VG Acquisition Corp.
VGI Virtus Global Multi-Sector Income Fund
VGM Invesco Trust for Investment Grade Municipals
VHAQU Viveon Health Acquisition Corp.
VIFI VIE FINANCIAL GROUP INC
VIH VPC Impact Acquisition Holdings
VIIAU 7GC & Co. Holdings Inc.
VINP Vinci Partners Investments Ltd.
VIRT Virtu Financial Inc
VKI Invesco Advantage Municipal Income Trust II
VKQ Invesco Municipal Trust
VLT Invesco High Income Trust II
VMAC Vistas Media Acquisition Co Inc.
VMM Delaware Minnesota Municipal Income II
VMO Invesco Municipal Opportunity Trust
VOSOU Virtuoso Acquisition Corp.
VOYA Voya Financial Inc
VPGI VELOCITY PORTFOLIO GROUP INC
VPV Invesco Pennsylvania Value Municipal Income Trust
VRCM VERSACOM INTERNATIONAL INC
VRTS Virtus Investment Partners Inc
VSPR Vesper Healthcare Acquisition Corp.
VTA Invesco Dynamic Credit Opportunities Fund
VTAQU Ventoux CCM Acquisition Corp.
VTIQU VectoIQ Acquisition Corp. II
VTN Invesco Trust for New York Investment Grade Municipals
VVR Invesco Senior Income Trust
VYGG Vy Global Growth
WACC WESTAMERICA CORP
WCRS Western Capital Resources Inc
WDR Waddell & Reed Financial Inc
WEA Western Asset Premier Bond Fund
WEI Weidai Ltd
WETF WisdomTree Investments Inc
WHF WhiteHorse Finance Inc
WHG Westwood Holdings Group Inc
WIA Western Asset/Claymore Inflation-Linked Securities & Income Fund
WINS Wins Finance Holdings Inc
WISH Wright Investors Service Holdings Inc
WIW Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
WNMLA WINMILL & CO. INC
WPF Foley Trasimene Acquisition Corp.
WPSL STEWART W P & CO LTD
WRLD World Acceptance Corp
WSCRF Nuveen New York Quality Municipal Income Fund
WSFL Woodstock Holdings Inc
WSHE E Debit Global Corp
WSSSQ WALL STREET STRATEGIES CORP
WTECQ Westech Capital Corp
WTRE Watford Holdings Ltd.
WU Western Union Co
XFLT XAI Octagon Floating Rate Alternative Income Term Trust
XP XP Inc.
XPOA DPCM Capital, Inc.
XTRN Las Vegas Railway Express Inc
XYF X Financial
YAC Yucaipa Acquisition Corp
YIN Yintech Investment Holdings Ltd
YRD Yirendai Ltd
YSAC Yellowstone Acquisition Co
YXR YX Asset Recovery Ltd
ZAIS ZAIS Group Holdings Inc
ZF Virtus Total Return Fund Inc.
ZGCO Ziegler Companies Inc
ZGYH Yunhong International
ZNTEU Zanite Acquisition Corp.
ZTR Virtus Global Dividend & Income Fund Inc