A security is a tradeable financial asset, often representing shares of a company's stock. Our coverage includes all publicly traded securities in the United States as well as 100,000 globally-traded securities. In addition, we cover exchange traded funds (ETFs), various classes of common stock, American Depositary Shares (ADRs), preferred stock, warrants and much more.
We have integrated substantially with OpenFIGI to have a unified standard securities master at the core of our architecture. With OpenFIGI, you can utilize a whole host of identifiers to query the OpenFIGI API and retrieve the correct security.
| Ticker | Name | |
|---|---|---|
| AAMC:UA | Altisource Asset Management Corp | |
| AB:UN | AllianceBernstein Holding Lp | |
| ABDC:UW | Alcentra Capital Corp | |
| AC:UN | Associated Capital Group Inc | |
| ACAMU:UW | Acamar Partners Acquisition Corp | |
| ACTTU:UW | Act II Global Acquisition Corp | |
| ADX:UN | Adams Diversified Equity Fund | |
| AEF:UA | Aberdeen Emerging Markets Equity Income Fund Inc | |
| AGBAU:UW | Agba Acquisition Ltd | |
| AGD:UN | Aberdeen Global Dynamic Dividend Fund | |
| AGM:UN | Federal Agricultural Mortgage Corp. | |
| AGM.A:UN | Federal Agricultural Mortgage Corp. | |
| AGMpA:UN | Federal Agricultural Mortgage Corp. | |
| AGMpC:UN | Federal Agricultural Mortgage Corp. | |
| AINC:UA | Ashford Inc | |
| AINV:UW | Apollo Investment Corporation | |
| ALACU:UW | Alberton Acquisition Corp | |
| ALLYpA:UN | GMAC Capital Trust I | |
| ALUSU:UN | Alussa Energy Acquisition Corp | |
| AMCIU:UW | Amci Acquisition Corp | |
| AMG:UN | Affiliated Managers Group Inc. | |
| AMHCU:UW | Amplitude Healthcare Acquisition Corp | |
| AMK:UN | Assetmark Financial Holdings Inc | |
| AMP:UN | Ameriprise Financial Inc | |
| AMRK:UW | A-Mark Precious Metals Inc | |
| AMTB:UW | Mercantil Bank Holding Corp. | |
| AMTD:UW | TD Ameritrade Holding Corp. | |
| ANDAU:UW | Andina Acquisition Corp III | |
| AOD:UN | Aberdeen Total Dynamic Dividend Fund | |
| APAM:UN | Artisan Partners Asset Management Inc | |
| APO:UN | Apollo Global Management Inc | |
| APXTU:UW | Apex Technology Acquisition Corp | |
| ARCC:UW | Ares Capital Corp | |
| ARES:UN | Ares Management Corp | |
| ARYAU:UW | Arya Sciences Acquisition Corp | |
| ASA:UN | ASA Gold and Precious Metals Ltd | |
| ASG:UN | Liberty All-Star Growth Fund Inc | |
| ATIF:UW | ATIF Holdings Ltd | |
| ATLC:UW | Atlanticus Holdings Corp | |
| AWP:UN | Aberdeen Global Premier Properties Fund | |
| AXP:UN | American Express Co. | |
| BANX:UW | StoneCastle Financial Corp | |
| BBDC:UN | Barings BDC Inc | |
| BBK:UN | BlackRock Municipal Bond Trust | |
| BCV:UA | Bancroft Fund Ltd | |
| BCVpA:UA | Bancroft Fund Ltd | |
| BEN:UN | Franklin Resources, Inc. | |
| BFK:UN | BlackRock Municipal Income Trust | |
| BGCP:UW | BGC Partners Inc | |
| BGR:UN | Blackrock Energy & Resources Trust | |
| BGX:UN | Blackstone/gso Long-short Credit Income Fund | |
| BGY:UN | BlackRock Enhanced International Dividend Trust | |
| BHK:UN | BlackRock Core Bond Trust | |
| BIF:UN | Boulder Growth & Income Fund Inc | |
| BK:UN | Bank Of New York Mellon Corp | |
| BKCC:UW | BlackRock Capital Investment Corp | |
| BKpC:UN | Bank Of New York Mellon Corp | |
| BKT:UN | BlackRock Income Trust Inc | |
| BLK:UN | Blackrock Inc. | |
| BME:UN | BlackRock Health Sciences Trust | |
| BQH:UN | BlackRock New York Municipal | |
| BRPM.U:UN | B. Riley Principal Merger Corp | |
| BSIG:UN | BrightSphere Investment Group plc | |
| BUI:UN | BlackRock Utility Infrastructure & Power Opportunities Trust | |
| BWG:UN | BrandywineGLOBAL - Global Income Opportunities Fund Inc | |
| BWMCU:UW | Boxwood Merger Corp | |
| BXMX:UN | Nuveen S&P 500 Buy-Write Income Fund | |
| CACC:UW | Credit Acceptance Corp. | |
| CBOE:UW | Cboe Global Markets Inc. | |
| CCH.U:UN | Collier Creek Holdings | |
| CCX.U:UN | Churchill Capital Corp II | |
| CEE:UN | Central and Eastern Europe Fund Inc (The) | |
| CEM:UN | ClearBridge Energy MLP Fund Inc | |
| CET:UA | Central Securities Corp | |
| CFFAU:UW | CF Finance Acquisition Corp | |
| CG:UW | Carlyle Group L.P | |
| CGO:UW | Calamos Global Total Return Fund | |
| CHN:UN | China Fund Inc | |
| CHPMU:UW | CHP Merger Corp | |
| CHY:UW | Calamos Convertible and High Income Fund | |
| CIK:UA | Credit Suisse Asset Management Income Fund Inc. | |
| CIT:UN | CIT Group Inc | |
| CLM:UA | Cornerstone Strategic Value Fund | |
| CME:UW | CME Group Inc | |
| CNF:UN | CNFinance Holdings Ltd | |
| CNS:UN | Cohen & Steers Inc. | |
| COF:UN | Capital One Financial Corp. | |
| COFpF:UN | Capital One Financial Corp. | |
| COFpG:UN | Capital One Financial Corp. | |
| COFpH:UN | Capital One Financial Corp. | |
| COFpP:UN | Capital One Financial Corp. | |
| COHN:UA | Cohen & Company Inc | |
| CORR:UN | CorEnergy Infrastructure Trust Inc | |
| CORRpA:UN | CorEnergy Infrastructure Trust Inc | |
| COWN:UW | Cowen Inc | |
| CPAAU:UW | Conyers Park II Acquisition Corp | |
| CPSS:UW | Consumer Portfolio Service, Inc. | |
| CRSAU:UW | Crescent Acquisition Corp | |
| CSWC:UW | Capital Southwest Corp. | |
| CTACU:UW | Chaserg Technology Acquisition Corp | |
| CXE:UN | MFS High Income Municipal Trust | |
| DAUD:UP | Citigroup Global Markets Holdings Inc | |
| DCHF:UP | Citigroup Global Markets Holdings Inc | |
| DDMXU:UW | DD3 Acquisition Corp | |
| DEACU:UW | Diamond Eagle Acquisition Corp | |
| DEUR:UP | Citigroup Global Markets Holdings Inc | |
| DFNSU:UW | LGL Systems Acquisition Corp | |
| DFP:UN | Flaherty & Crumrine Dynamic Preferred and Income Fund Inc | |
| DFS:UN | Discover Financial Services | |
| DGBP:UP | Citigroup Global Markets Holdings Inc | |
| DHIL:UW | Diamond Hill Investment Group, Inc. | |
| DHY:UA | Credit Suisse High Yield Bond Fund | |
| DIAX:UN | Nuveen Dow 30SM Dynamic Overwrite Fund | |
| DJPY:UP | Citigroup Global Markets Holdings Inc | |
| DLBR:UP | Citigroup Global Markets Holdings Inc | |
| DMF:UA | Dreyfus Municipal Income Inc | |
| DMLP:UW | Dorchester Minerals LP | |
| DNI:UN | Dividend and Income Fund | |
| DNP:UN | DNP Select Income Fund Inc. | |
| DPHCU:UW | Diamondpeak Holdings Corp | |
| DSM:UN | Dreyfus Strategic Municipal Bond Fund Inc | |
| DWT:UP | Citigroup Global Markets Holdings Inc | |
| ECC:UN | Eagle Point Credit Company Inc | |
| ECCA:UN | Eagle Point Credit Company Inc | |
| ECFpA:UA | Ellsworth Growth and Income Fund Ltd | |
| ECPG:UW | Encore Capital Group, Inc. | |
| EDTXU:UW | EdtechX Holdings Acquisition Corp | |
| EEA:UN | European Equity Fund Inc | |
| EFX:UN | Equifax, Inc. | |
| EHI:UN | Western Asset Global High Income Fund Inc | |
| EIM:UA | Eaton Vance Municipal Bond Fund | |
| ELVT:UN | Elevate Credit Inc | |
| EMO:UN | ClearBridge Energy MLP Opportunity Fund Inc | |
| ENVA:UN | Enova International Inc. | |
| EQS:UN | Equus Total Return Inc | |
| EQUI:UA | Equifin, Inc | |
| ESXB:UW | Community Bankers Trust Corp | |
| ETFC:UW | E TRADE Financial Corp. | |
| ETV:UN | Eaton Vance Tax-Managed Buy-Write Opportunities Fund | |
| ETW:UN | Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | |
| EV:UN | Eaton Vance Corp. | |
| EVF:UN | Eaton Vance Senior Income Trust | |
| EVR:UN | Evercore Inc | |
| EVRI:UN | Everi Holdings Inc | |
| EVV:UA | Eaton Vance Limited Duration Income Fund | |
| EXPCU:UW | Experience Investment Corp | |
| EZPW:UW | EZCorp, Inc. | |
| FAM:UN | First Trust-Aberdeen Global Opportunity Income Fund | |
| FCFS:UW | FirstCash Inc | |
| FCT:UN | First Trust Senior Floting Rate Income Fund II | |
| FDUS:UW | Fidus Investment Corp | |
| FEI:UN | First Trust MLP and Energy Income Fund | |
| FEN:UA | First Trust Energy Income and Growth Fund | |
| FEO:UN | First Trust-Aberdeen Emerging Opportunity Fund | |
| FFA:UN | First Trust Enhanced Equity Income Fund | |
| FFC:UN | Flaherty & Crumrine Preferred Securities Income Fund Inc | |
| FGB:UN | First Trust Specialty Finance & Financial Opportunities Fund | |
| FIF:UN | First Trust Energy Infrastructure Fund | |
| FII:UN | Federated Investors Inc | |
| FLC:UN | Flaherty & Crumrine Total Return Fund Inc | |
| FLLCU:UW | Fellazo Inc | |
| FMO:UN | Fiduciary-Claymore MLP Opportunity Fund | |
| FMY:UN | First Trust Mortgage Income Fund | |
| FPAY:UW | FlexShopper Inc | |
| FPAYW:UW | FlexShopper Inc | |
| FPF:UN | First Trust Intermediate Duration Preferred & Income Fund | |
| FSAM:UW | Fifth Street Asset Management Inc | |
| FSD:UN | First Trust High Income Long Short Fund | |
| FSK:UN | FS KKR Capital Corp | |
| FSRVU:UW | FinServ Acquisition Corp | |
| FT:UN | Franklin Universal Trust | |
| FTACU:UW | FinTech Acquisition Corp III | |
| FUND:UW | Sprott Focus Trust Inc | |
| GAB:UN | Gabelli Equity Trust Inc. | |
| GABpG:UN | Gabelli Equity Trust Inc. | |
| GABpH:UN | Gabelli Equity Trust Inc. | |
| GABpJ:UN | Gabelli Equity Trust Inc. | |
| GAIN:UW | Gladstone Investment Corporation | |
| GAINL:UW | Gladstone Investment Corporation | |
| GAINM:UW | Gladstone Investment Corporation | |
| GAM:UN | General American Investors Co., Inc. | |
| GAMpB:UN | General American Investors Co., Inc. | |
| GARS:UW | Garrison Capital Inc | |
| GBAB:UN | Guggenheim Taxable Municipal Managed Duration Trust | |
| GBDC:UW | Golub Capital BDC Inc | |
| GBL:UN | Gamco Investors Inc | |
| GCAP:UN | Gain Capital Holdings Inc | |
| GCV:UN | Gabelli Convertible and Income Securities Fund Inc | |
| GDOT:UN | Green Dot Corp. | |
| GDV:UN | Gabelli Dividend & Income Trust | |
| GDVpA:UN | Gabelli Dividend & Income Trust | |
| GDVpG:UN | Gabelli Dividend & Income Trust | |
| GF:UN | New Germany Fund Inc | |
| GFY:UN | Western Asset Variable Rate Strategic Fund Inc | |
| GGT:UN | Gabelli Multimedia Trust Inc | |
| GGTpE:UN | Gabelli Multimedia Trust Inc | |
| GHL:UN | Greenhill & Co Inc | |
| GIM:UN | Templeton Global Income Fund Inc | |
| GIX:UN | Gigcapital2 Inc | |
| GLAD:UW | Gladstone Capital Corp. | |
| GLBR:UW | Global Brokerage Inc | |
| GLEO.U:UN | Galileo Acquisition Corp | |
| GLG:UW | China Commercial Credit Inc | |
| GLO:UA | Clough Global Opportunities Fund. | |
| GLQ:UA | Clough Global Equity Fund | |
| GLU:UA | Gabelli Global Utility & Income Trust. | |
| GLUpA:UA | Gabelli Global Utility & Income Trust. | |
| GMHIU:UW | Gores Metropoulos Inc | |
| GOF:UN | Guggenheim Strategic Opportunities Fund | |
| GPM:UN | Guggenheim Enhanced Equity Income Fund | |
| GRAF.U:UN | Graf Industrial Corp | |
| GRNVU:UW | GreenVision Acquisition Corp | |
| GROW:UW | U.S. Global Investors, Inc. | |
| GRX:UN | Gabelli Healthcare & WellnessRx Trust | |
| GRXpA:UN | Gabelli Healthcare & WellnessRx Trust | |
| GRXpB:UN | Gabelli Healthcare & WellnessRx Trust | |
| GS:UN | Goldman Sachs Group, Inc. | |
| GSBD:UN | Goldman Sachs BDC Inc | |
| GSpA:UN | Goldman Sachs Group, Inc. | |
| GSpC:UN | Goldman Sachs Group, Inc. | |
| GSpD:UN | Goldman Sachs Group, Inc. | |
| GSpJ:UN | Goldman Sachs Group, Inc. | |
| GSpK:UN | Goldman Sachs Group, Inc. | |
| GSpN:UN | Goldman Sachs Group, Inc. | |
| GUT:UN | Gabelli Utility Trust | |
| GUTpA:UN | Gabelli Utility Trust | |
| GUTpC:UN | Gabelli Utility Trust | |
| GXGXU:UW | Gx Acquisition Corp | |
| HBT:UW | HBT Financial Inc | |
| HCACU:UW | Hennessy Capital Acquisition Corp IV | |
| HCAP:UW | Harvest Capital Credit Corp | |
| HHHHU:UW | Wealthbridge Acquisition Limited | |
| HIO:UN | Western Asset High Income Opportunity Fund Inc | |
| HIX:UN | Western Asset High Income Fund II Inc | |
| HKIB:UN | Amtd International Inc | |
| HLI:UN | Houlihan Lokey Inc | |
| HLNE:UW | Hamilton Lane Inc | |
| HNNA:UW | Hennessy Advisors Inc | |
| HQH:UN | Tekla Healthcare Investors | |
| HQL:UN | Tekla Life Sciences Investors | |
| HRZN:UW | Horizon Technology Finance Corp | |
| HSACU:UW | Health Sciences Acquisitions Corp | |
| HYB:UN | New America High Income Fund Inc | |
| IAE:UN | Voya Asia Pacific High Dividend Equity Income Fund | |
| IBKR:UW | Interactive Brokers Group Inc | |
| ICE:UN | Intercontinental Exchange Inc | |
| IFN:UN | India Fund Inc | |
| IFS:UN | Intercorp Financial Services Inc | |
| IGA:UN | Voya Global Advantage and Premium Opportunity Fund | |
| IGD:UN | Voya Global Equity Dividend and Premium Opportunity Fund | |
| IID:UN | Voya International High Dividend Equity Income Fund | |
| INB:UN | Cohen & Steers Global Income Builder Inc. | |
| INBP:UW | Integrated BioPharma, Inc. | |
| INSUU:UW | Insurance Acquisition Corp | |
| INTL:UW | INTL FCStone Inc | |
| IRL:UN | New Ireland Fund Inc | |
| IRR:UN | Voya Natural Resources Equity Income Fund | |
| IVZ:UN | Invesco Ltd | |
| IX:UN | Orix Corporation | |
| JCE:UN | Nuveen Core Equity Alpha Fund | |
| JEF:UN | Jefferies Financial Group Inc | |
| JFKKU:UW | 8i Enterprises Acquisition Corp | |
| JFR:UN | Nuveen Floating Rate Income Fund | |
| JFU:UN | 9F Inc | |
| JHG:UN | Janus Henderson Group plc | |
| JHI:UN | John Hancock Investors Trust | |
| JIH.U:UN | Juniper Industrial Holdings Inc | |
| JMP:UN | JMP Group LLC | |
| JPI:UN | Nuveen Preferred and Income Term Fund | |
| JPS:UN | Nuveen Preferred & Income Securities Fund | |
| JQC:UN | Nuveen Credit Strategies Income Fund | |
| JRS:UA | Nuveen Real Estate Income Fund. | |
| KF:UN | Korea Fund Inc | |
| KKR:UN | KKR & Co. Inc. | |
| KKRpA:UN | KKR & Co. Inc. | |
| KKRpB:UN | KKR & Co. Inc. | |
| KSM:UN | DWS Strategic Municipal Income Trust | |
| KTF:UN | DWS Municipal Income Trust | |
| KYN:UN | Kayne Anderson MLP/Midstream Investment Co | |
| KYNpF:UN | Kayne Anderson MLP/Midstream Investment Co | |
| LATNU:UW | Union Acquisition Corp II | |
| LAZ:UN | Lazard Ltd. | |
| LC:UN | LendingClub Corp | |
| LM:UN | Legg Mason, Inc. | |
| LMFA:UW | LM Funding America Inc | |
| LMFAW:UW | LM Funding America Inc | |
| LOAN:UW | Manhattan Bridge Capital Inc | |
| LOR:UN | Lazard World Dividend & Income Fund Inc | |
| LPLA:UW | LPL Financial Holdings Inc | |
| LTS:UA | Ladenburg Thalmann Financial Services, Inc. | |
| LTSpA:UA | Ladenburg Thalmann Financial Services, Inc. | |
| MA:UN | Mastercard Incorporated | |
| MAIN:UN | Main Street Capital Corporation | |
| MARPS:UW | Marine Petroleum Trust | |
| MC:UN | Moelis & Co | |
| MCBS:UW | MetroCity Bankshares Inc | |
| MCC:UN | Medley Capital Corp | |
| MCI:UN | Barings Corporate Investors | |
| MCMJU:UW | Merida Merger Corp I | |
| MDLY:UN | Medley Management Inc | |
| MEN:UN | BlackRock Munienhanced Fund Inc | |
| MERR:UW | Merriman Holdings Inc | |
| MFD:UN | Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund | |
| MFIN:UW | Medallion Financial Corp. | |
| MFM:UN | MFS Municipal Income Trust | |
| MFV:UN | MFS Special Value Trust | |
| MGI:UW | Moneygram International Inc. | |
| MHD:UN | BlackRock MuniHoldings Fund Inc | |
| MHE:UA | BlackRock Massachusetts Tax-Exempt Trust | |
| MHF:UN | Western Asset Municipal High Income Fund Inc | |
| MKTX:UW | MarketAxess Holdings Inc. | |
| MLPE:UP | Citigroup Global Markets Holdings Inc | |
| MLPY:UP | Morgan Stanley | |
| MLTI:UP | Credit Suisse AG | |
| MMU:UN | Western Asset Managed Municipals Fund Inc | |
| MN:UN | Manning & Napier Inc | |
| MNCLU:UW | Monocle Acquisition Corp | |
| MNP:UN | Western Asset Municipal Partners Fund Inc | |
| MPV:UN | Barings Participation Investors | |
| MS:UN | Morgan Stanley | |
| MSB:UN | Mesabi Trust | |
| MSpA:UN | Morgan Stanley | |
| MSpE:UN | Morgan Stanley | |
| MSpF:UN | Morgan Stanley | |
| MSpG:UN | Morgan Stanley | |
| MSpI:UN | Morgan Stanley | |
| MSpK:UN | Morgan Stanley | |
| MTR:UN | Mesa Royalty Trust | |
| MUA:UN | BlackRock Muniassets Fund Inc | |
| MUH:UN | BlackRock MuniHoldings Fund II Inc | |
| MVC:UN | MVC Capital Inc | |
| MVF:UA | BlackRock MuniVest Fund, Inc | |
| MVT:UN | BlackRock Munivest Fund II Inc | |
| MXF:UN | Mexico Fund Inc | |
| MYJ:UN | BlackRock MuniYield New Jersey Fund Inc | |
| NAVI:UW | Navient Corp | |
| NCV:UN | AllianzGI Convertible & Income Fund | |
| NCVpA:UN | AllianzGI Convertible & Income Fund | |
| NCZ:UN | AllianzGI Convertible & Income Fund II | |
| NCZpA:UN | AllianzGI Convertible & Income Fund II | |
| NDAQ:UW | Nasdaq Inc | |
| NFINU:UW | Netfin Acquisition Corp | |
| NFJ:UN | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | |
| NHF:UN | NexPoint Strategic Opportunities Fund | |
| NHLD:UW | National Holdings Corporation | |
| NHLDW:UW | National Holdings Corporation | |
| NICK:UW | Nicholas Financial, Inc. | |
| NKX:UA | Nuveen California AMT-Free Quality Municipal Income Fund | |
| NMFC:UN | New Mountain Finance Corp | |
| NMI:UN | Nuveen Municipal Income Fund | |
| NMR:UN | Nomura Holdings Inc. | |
| NMY:UN | Nuveen Maryland Quality Municipal Income Fund | |
| NNI:UN | Nelnet Inc | |
| NOAH:UN | Noah Holdings Limited | |
| NPAUU:UW | New Providence Acquisition Corp | |
| NRT:UN | North European Oil Royalty Trust | |
| NSL:UN | Nuveen Senior Income Fund | |
| NTC:UN | Nuveen Connecticut Quality Municipal Income Fund | |
| NTRS:UW | Northern Trust Corp. | |
| NTRSP:UW | Northern Trust Corp. | |
| NUV:UN | Nuveen Municipal Value Fund Inc. | |
| NXC:UN | Nuveen California Select Tax-Free Income Portfolio | |
| NXN:UN | Nuveen New York Select Tax-Free Income Portfolio | |
| OAKpA:UN | Oaktree Capital Group LLC | |
| OAKpB:UN | Oaktree Capital Group LLC | |
| OCSI:UW | Oaktree Strategic Income Corp | |
| OCSL:UW | Oaktree Specialty Lending Corp | |
| OFS:UW | OFS Capital Corp | |
| OHAI:UW | OHA Investment Corp | |
| OMF:UN | OneMain Holdings Inc | |
| ONDK:UN | On Deck Capital Inc | |
| OPRT:UW | Oportun Financial Corp | |
| OPY:UN | Oppenheimer Holdings Inc | |
| ORSNU:UW | Orisun Acquisition Corp | |
| OXLC:UW | Oxford Lane Capital Corp | |
| OXLCM:UW | Oxford Lane Capital Corp | |
| OXLCO:UW | Oxford Lane Capital Corp | |
| OXSQ:UW | Oxford Square Capital Corp | |
| PAACU:UW | Proficient Alpha Acquisition Corp | |
| PAI:UN | Western Asset Investment Grade Income Fund Inc | |
| PCM:UN | PCM Fund Inc | |
| PCN:UN | PIMCO Corporate & Income Strategy Fund | |
| PEO:UN | Adams Natural Resources Fund Inc | |
| PFD:UN | Flaherty & Crumrine Preferred Income Fund Inc | |
| PFL:UN | Pimco Income Strategy Fund | |
| PFLT:UW | PennantPark Floating Rate Capital Ltd | |
| PFN:UN | Pimco Income Strategy Fund II | |
| PFO:UN | Flaherty & Crumrine Preferred Income Opportunity Fund Inc | |
| PGP:UN | Pimco Global StocksPLUS & Income Fund | |
| PHCF:UW | Puhui Wealth Investment Management Co Ltd | |
| PHD:UN | Pioneer Floating Rate Trust | |
| PHK:UN | Pimco High Income Fund | |
| PHT:UN | Pioneer High Income Trust | |
| PIC.U:UN | Pivotal Investment Corp II | |
| PJC:UN | Piper Jaffray Co`s. | |
| PJT:UN | PJT Partners Inc | |
| PKO:UN | Pimco Income Opportunity Fund | |
| PLMR:UW | Palomar Holdings Inc | |
| PML:UN | Pimco Municipal Income Fund II | |
| PMTS:UW | CPI Card Group Inc | |
| PMX:UN | Pimco Municipal Income Fund III | |
| PNNT:UW | PennantPark Investment Corporation | |
| PPR:UN | Voya Prime Rate Trust | |
| PPT:UN | Putnam Premier Income Trust | |
| PROS:UN | Prosight Global Inc | |
| PSEC:UW | Prospect Capital Corp | |
| PSTL:UN | Postal Realty Trust Inc | |
| PT:UW | Pintec Technology Holdings Ltd | |
| PTMN:UW | Portman Ridge Finance Corp | |
| PVT.U:UN | Pivotal Acquisition Corp | |
| PYPL:UW | PayPal Holdings Inc | |
| PZN:UN | Pzena Investment Management Inc | |
| QD:UN | Qudian Inc | |
| QFIN:UN | 360 Finance Inc | |
| QIWI:UW | QIWI plc | |
| RAND:UW | Rand Capital Corp. | |
| RCG:UA | RENN Fund Inc | |
| RCS:UN | PIMCO Strategic Income Fund Inc | |
| RIF:UA | RMR Real Estate Income Fund. | |
| RILY:UW | B. Riley Financial Inc | |
| RJF:UN | Raymond James Financial, Inc. | |
| RM:UN | Regional Management Corp | |
| RMG.U:UN | RMG Acquisition Corp | |
| RMT:UN | Royce Micro-Cap Trust Inc | |
| RPLA.U:UN | Replay Acquisition Corp | |
| RRBI:UW | Red River Bancshares Inc | |
| RVT:UN | Royce Value Trust Inc | |
| SAMAU:UW | Schultze Special Purpose Acquisition Corp | |
| SAMG:UW | Silvercrest Asset Management Group Inc | |
| SAQNU:UW | Software Acquisition Group Inc | |
| SAR:UN | Saratoga Investment Corp | |
| SBE.U:UN | Switchback Energy Acquisition Corp | |
| SBI:UA | Western Asset Intermediate Muni Fund Inc | |
| SBR:UN | Sabine Royalty Trust | |
| SCD:UN | LMP Capital and Income Fund Inc | |
| SCHW:UN | Charles Schwab Corp. | |
| SCHWpC:UN | Charles Schwab Corp. | |
| SCHWpD:UN | Charles Schwab Corp. | |
| SCM:UN | Stellus Capital Investment Corp | |
| SCPE.U:UN | Sc Health Corp | |
| SEIC:UW | SEI Investments Co. | |
| SF:UN | Stifel Financial Corp. | |
| SFE:UN | Safeguard Scientifics, Inc. | |
| SFpA:UN | Stifel Financial Corp. | |
| SFTW.U:UN | Osprey Technology Acquisition Corp | |
| SHLL.U:UN | Tortoise Acquisition Corp | |
| SI:UN | Silvergate Capital Corp | |
| SIEB:UW | Siebert Financial Corp. | |
| SLM:UW | SLM Corp. | |
| SLMBP:UW | SLM Corp. | |
| SLRC:UW | Solar Capital Ltd | |
| SMMCU:UW | South Mountain Merger Corp | |
| SNFCA:UW | Security National Financial Corp. | |
| SOR:UN | Source Capital, Inc. | |
| SPE:UN | Special Opportunities Fund Inc | |
| SPEpB:UN | Special Opportunities Fund Inc | |
| SPFI:UW | South Plains Financial Inc | |
| SRACU:UW | Stable Road Acquisition Corp | |
| SRV:UN | Cushing MLP & Infrastructure Total Return Fund | |
| SSPKU:UW | Silver Spike Acquisition Corp | |
| STNE:UW | StoneCo Ltd | |
| STT:UN | State Street Corp. | |
| STTpC:UN | State Street Corp. | |
| STTpD:UN | State Street Corp. | |
| STTpG:UN | State Street Corp. | |
| SUNS:UW | Solar Senior Capital Ltd | |
| SVVC:UW | Firsthand Technology Value Fund Inc | |
| SWZ:UN | Swiss Helvetia Fund Inc | |
| SYF:UN | Synchrony Financial | |
| TCPC:UW | TCP Capital Corp | |
| TCRD:UW | THL Credit Inc | |
| TDF:UN | Templeton Dragon Fund Inc | |
| THBRU:UW | Thunder Bridge Acquisition II Ltd | |
| THCAU:UW | Tuscan Holdings Corp II | |
| THCBU:UW | Tuscan Holdings Corp | |
| THQ:UN | Tekla Healthcare Opportunities Fund | |
| TIGR:UW | UP Fintech Holding Ltd | |
| TLI:UN | Western Asset Corporate Loan Fund Inc | |
| TPVG:UN | TriplePoint Venture Growth BDC Corp | |
| TRAC:UW | Track Data Corp. | |
| TRNE.U:UN | Trine Acquisition Corp | |
| TROW:UW | T. Rowe Price Group Inc. | |
| TSI:UN | TCW Strategic Income Fund Inc | |
| TW:UW | Tradeweb Markets Inc | |
| TWN:UN | Taiwan Fund Inc | |
| TY:UN | Tri-Continental Corp. | |
| TYG:UN | Tortoise Energy Infrastructure Corp | |
| TYp:UN | Tri-Continental Corp. | |
| UAUD:UP | Citigroup Global Markets Holdings Inc | |
| UCHF:UP | Citigroup Global Markets Holdings Inc | |
| UEUR:UP | Citigroup Global Markets Holdings Inc | |
| UGBP:UP | Citigroup Global Markets Holdings Inc | |
| UJPY:UP | Citigroup Global Markets Holdings Inc | |
| ULBR:UP | Citigroup Global Markets Holdings Inc | |
| USA:UN | Liberty All-Star Equity Fund | |
| UWT:UP | Citigroup Global Markets Holdings Inc | |
| V:UN | Visa Inc | |
| VBF:UN | Invesco Bond Fund | |
| VIRT:UW | Virtu Financial Inc | |
| VKQ:UN | Invesco Municipal Trust | |
| VLT:UN | Invesco High Income Trust II | |
| VOYA:UN | Voya Financial Inc | |
| VRTS:UW | Virtus Investment Partners Inc | |
| VRTSP:UW | Virtus Investment Partners Inc | |
| VVR:UN | Invesco Senior Income Trust | |
| WDR:UN | Waddell & Reed Financial, Inc. | |
| WEA:UN | Western Asset Premier Bond Fund | |
| WEI:UN | Weidai Ltd | |
| WETF:UW | Wisdomtree Investments Inc | |
| WHF:UW | WhiteHorse Finance Inc | |
| WHG:UN | Westwood Holdings Group Inc | |
| WINS:UW | Wins Finance Holdings Inc. | |
| WRLD:UW | World Acceptance Corp. | |
| WU:UN | Western Union Company | |
| XRF:UN | China Rapid Finance Limited | |
| YIN:UW | Yintech Investment Holdings Ltd | |
| YRD:UN | Yirendai Ltd | |
| ZTR:UN | Virtus Global Dividend & Income Fund Inc |
